Legal

TERMS OF USE
Dividend Growth Advisors, LLC owns and operates this website. Dividend Growth Advisors reserves the right to change any information contained herein without prior notice.


INVESTMENT RECOMMENDATIONS
The information provided on this website is for informational purposes only, is of a general nature and should not be construed as investment advice or to provide any investment, tax, financial or legal advice or service to any person in any jurisdiction. Decisions based on the information contained on the website are the sole responsibility of the visitor, and the visitor agrees to hold Dividend Growth Advisors harmless against any claims arising from those decisions. The views expressed represent the opinions of Dividend Growth Advisors and are not intended as a forecast, a guarantee of future results, investment recommendation, or an offer to buy or sell any securities. Past performance is no guarantee of future results. A company’s fundamentals or earnings growth is no guarantee that its share price will increase. The views expressed on this website were current as of the date indicated and are subject to change.


REGULATORY JURISDICTIONAL RESTRICTIONS
The information provided on this website provides general information about the services provided by Dividend Growth Advisors. Nothing on this website is intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation, or that would subject Dividend Growth Advisors to any registration requirement within such jurisdiction or country. Dividend Growth Advisors does not claim that information on this website is appropriate or available for use outside of the United States.


PRIVACY POLICY
Dividend Growth Advisors, LLC (“Dividend Growth Advisors”) places the highest importance on maintaining the confidentiality, integrity and security of your non-public personal information. Dividend Growth Advisors maintains physical, electronic, and procedural protective measures that comply with federal standards to safeguard your nonpublic personal information. Dividend Growth Advisors considers the protection of this sensitive information to be fundamental to establishing a relationship based on trust with its clients.


Personal Information Collection
In the course of providing products and services, nonpublic information about you is collected. We do not disclose any nonpublic, personal information about your to nonaffiliated parties for use in marketing their products and/or services. Dividend Growth Advisors only uses this information to better service your account(s) and provide you with information regarding your account. If you decide to close your account(s) or become an inactive investor, we will continue to adhere to this Privacy Policy. We restrict access to your nonpublic personal and financial information to those employees who need to know that information to provide services to you. We maintain physical, electronic, and procedural safeguards to protect your personal information.


Dividend Growth Advisors may collect personal information about you from any of the following sources:

  • Account applications,
  • Other account forms,
  • Transactional activity in your account(s), or
  • Other sources with your consent or with the consent of your representative.


Dividend Growth Advisors may use personal information about you to:

  • Service and maintain your account(s),
  • Process transactions,
  • Respond to inquiries from you or your representative,
  • Develop, offer, and deliver products and services, or
  • Comply with legal and regulatory requirements.


Protection and Disclosure of Personal Nonpublic Information
Dividend Growth Advisors will use this information only for the services required and as permitted by applicable law or regulation. Dividend Growth Advisors is not permitted to share or use this information for any other purpose.

The information Dividend Growth Advisors collects may be shared with companies that perform various services such as transfer agents, custodians, broker-dealers, and marketing service firms as well as other financial institutions with whom Dividend Growth Advisors has joint marketing agreements. In addition, Dividend Growth Advisors may share your information with its attorneys, accountants and auditors as well as with Government agencies, other regulatory bodies and law enforcement officials where applicable. Dividend Growth Advisors requires any third party service providers (and their service providers) and financial institutions with whom it has joint marketing agreements to maintain at least the same level of security that it provides.


Additional Privacy Information

  • Shredding: Any personal information about you or your account(s) with us that is not needed to maintain your account is multi-directionally shredded before being securely discarded or recycled. Dividend Growth Advisors employs Iron Mountain to perform SEC-compliant shredding on our premises.
  • Internet Policy: Dividend Growth Advisors website is for company information only. Dividend Growth Advisors does not provide personal or account(s) information on our website. If you are interested, Dividend Growth Advisors will provide you with the information needed to access your account(s) through your bank custodian or clearing firm.
  • E-Mail Policy: Even with encrypting, email may not be a secure way of transmitting personal information. It is our policy to ask that you do not submit your investment or personal information to us by email.
  • Policy Changes: From time to time, it may be necessary to change our Privacy Policy. Dividend Growth Advisors will send you the revised privacy policy and post this policy on our website. The changes will take place immediately.

For questions about our policy, or for additional copies of this notice, please contact:

This e-mail address is being protected from spambots. You need JavaScript enabled to view it , Advisory Compliance

Dividend Growth Advisors, LLC
58 Riverwalk Blvd., Bldg 2, Ste A
Ridgeland, SC 29936

(866) 348-4769 Toll-Free
(843) 645-9700 Local
(843) 645-9701 Fax

You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Fund before investing. The Fund’s prospectus and summary prospectus contains this and other information about the Fund, and should be read carefully before investing. You may obtain a current copy of the fund’s prospectus and summary prospectus by calling 1-888-826-2520 or by visiting www.dividendgrowthadvisors.com. Past performance is no guarantee of future results. The investment return and principal value of an investment in the fund will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost.

Distributed by Unified Financial Securities, Inc., 2960 North Meridian Street, Suite 300, Indianapolis, IN 46208. (Member FINRA)

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